What we offer

As a specialist broker for Independent Financial Advisers (IFAs), we understand how the the operating environment is becoming ever more complex and that managers are increasingly exposed to making errors.  Whether that is from adhering to compliance regulations, dealing with the FCA or keeping up with best practices for corporate governance and risk management.

No matter how diligent, any manager’s decision can result in losses for the company or a third party, and the directors and officers who made the decision can be held personally liable for those losses and the cost of any resultant investigations.

IFA Directors' & Officers' Liability (D&O) insurance protects managers from claims which may arise from the decisions and actions taken within the scope of their regular duties. It pays for defence costs and financial losses, as well as providing cover for costs arising from administrative and criminal proceedings or in the course of investigations by the regulator or criminal prosecutors.

A D&O policy not only covers the personal liability of company directors and officers as individuals, but also the reimbursement of the insured company in case it has paid the claim of a third party on behalf of its managers in order to protect them.


get a quote    Download our Guide

Key Contacts

Julian Brincat
Director, IFA

020 3763 5350
julianbrincat@proteanrisk.com

Nick Parkins, BSc
Account Manager

020 3763 5355
nickparkins@proteanrisk.com

Why you should try us

  • IFA Specialists and management liability experts
  • Able to offer Entity & Employment Practices Liability extensions
  • Fast response and turnaround times
  • Extensive client testimonials

Key related services

What our clients say

After speaking to a number of potential providers, we chose Protean to arrange our PI cover because we were impressed by their understanding of the unique characteristics of the specific niche market that we operate in and their ability to source bespoke cover at a competitive cost. I have no hesitation in recommending their services.

Find out why clients choose us

Latest thinking

The Senior Management and Certification Regime: Is your insurance up to date?
22 MAY
News / by Tristan Sargeaunt, Dip CII
The Senior Management and Certification Regime: Is your insurance up to date?

09 December 2019 will be a crucial date. Read more...

2019 Crime Insurance Guide
15 MAY
News / by Nathan Sewell
2019 Crime Insurance Guide

Read our latest guide covering the most frequently asked questions on Crime Insurance. Read more...

2019 Directors & Officers Insurance Guide
15 MAY
News / by Nathan Sewell
2019 Directors & Officers Insurance Guide

Read our latest guide covering the most frequently asked questions on Directors & Officers Insurance. Read more...

IFA PI Insurance Buyers Guide
31 OCT
News / by Julian Brincat
IFA PI Insurance Buyers Guide

How to improve the management of your PII renewal and ultimately achieve a better result Read more...

See more